Banks — Violations

Total: 35 violations | S&S: 5 | Penalties: $4K

Date Section Title S&S Negligence Penalty
03/03/2026 56.14100(b) Non-S&S ModNegligence $0
03/03/2026 56.14107(a) Non-S&S ModNegligence $0
08/26/2025 56.15001 Non-S&S ModNegligence $151
08/26/2025 56.14100(b) Non-S&S ModNegligence $151
08/26/2025 56.12004 Non-S&S ModNegligence $151
03/19/2024 56.14100(b) Non-S&S ModNegligence $147
02/28/2023 56.12028 Non-S&S ModNegligence $143
02/16/2022 47.41(a) Non-S&S ModNegligence $133
02/16/2022 56.4102 Non-S&S ModNegligence $133
02/16/2022 56.12028 Non-S&S ModNegligence $133
12/01/2020 56.4130(b) Non-S&S ModNegligence $123
12/01/2020 56.12028 Non-S&S ModNegligence $123
07/22/2020 56.16004 Non-S&S ModNegligence $123
11/13/2017 50.30(a) Non-S&S ModNegligence $118
03/25/2015 56.12028 Non-S&S ModNegligence $100
03/25/2015 56.12004 S&S ModNegligence $243
03/25/2015 56.12001 S&S ModNegligence $243
03/19/2013 56.12002 Non-S&S ModNegligence $100
09/05/2012 56.12002 Non-S&S ModNegligence $100
01/19/2012 50.30(a) Non-S&S ModNegligence $100
01/19/2012 50.30(a) Non-S&S ModNegligence $100
03/02/2011 56.12018 Non-S&S ModNegligence $100
03/02/2011 56.12018 Non-S&S ModNegligence $100
03/02/2011 62.120 Non-S&S ModNegligence $100
03/02/2011 62.120 Non-S&S ModNegligence $100
10/20/2009 56.12004 S&S ModNegligence $243
10/20/2009 56.14100(b) Non-S&S ModNegligence $100
08/09/2006 46.9(c)(1)(iii) Non-S&S ModNegligence $60
01/18/2006 50.30(a) Non-S&S ModNegligence $60
09/29/2005 56.14132(b)(1) S&S ModNegligence $217
09/29/2005 56.14132(b)(1) S&S ModNegligence $217
07/20/2004 50.30(a) Non-S&S ModNegligence $60
04/24/2004 50.30(a) Non-S&S ModNegligence $60
06/03/2003 56.13021 Non-S&S ModNegligence $60
09/27/2001 56.18010 Non-S&S ModNegligence $55