CanShan Investments — Violations

Total: 8 violations | S&S: 6 | Penalties: $3K

Date Section Title S&S Negligence Penalty
07/15/2022 46.3(a) S&S ModNegligence $182
07/15/2022 56.1000 Non-S&S ModNegligence $143
07/15/2022 46.5(a) S&S ModNegligence $302
07/15/2022 56.3131 S&S HighNegligence $518
07/15/2022 56.11001 S&S HighNegligence $418
07/15/2022 56.15004 S&S HighNegligence $1,006
07/15/2022 Non-S&S $0
07/15/2022 56.9300(a) S&S HighNegligence $518