Carson Management Holdings LLC — Violations
Total: 19 violations | S&S: 3 | Penalties: $3K
| Date | Section | Title | S&S | Negligence | Penalty |
|---|---|---|---|---|---|
| 07/08/2025 | 46.9 | Non-S&S | ModNegligence | $151 | |
| 07/08/2025 | 50.30(a) | Non-S&S | ModNegligence | $151 | |
| 04/30/2024 | 50.30(a) | Non-S&S | HighNegligence | $147 | |
| 04/30/2024 | 56.1000 | Non-S&S | HighNegligence | $147 | |
| 07/31/2023 | 56.14100(b) | Non-S&S | ModNegligence | $143 | |
| 07/31/2023 | 56.18010 | Non-S&S | HighNegligence | $143 | |
| 03/15/2023 | 56.18002(a) | Non-S&S | $0 | ||
| 02/27/2023 | 56.9300(a) | S&S | HighNegligence | $346 | |
| 02/27/2023 | 46.8(a) | Non-S&S | HighNegligence | $159 | |
| 02/27/2023 | 56.18002(a) | Non-S&S | HighNegligence | $159 | |
| 02/27/2023 | 47.32(b) | Non-S&S | ModNegligence | $143 | |
| 02/27/2023 | 56.14107(a) | Non-S&S | HighNegligence | $143 | |
| 02/27/2023 | 56.14130(g) | S&S | ModNegligence | $143 | |
| 02/24/2022 | 56.11003 | Non-S&S | ModNegligence | $133 | |
| 05/26/2021 | 56.12008 | Non-S&S | ModNegligence | $125 | |
| 03/23/2021 | 56.18010 | Non-S&S | ModNegligence | $125 | |
| 03/23/2021 | 56.12028 | S&S | ModNegligence | $302 | |
| 03/23/2021 | 56.12004 | Non-S&S | ModNegligence | $125 | |
| 01/16/2021 | 50.30(a) | Non-S&S | LowNegligence | $125 |