FINTEC — Violations
Total: 13 violations | S&S: 2 | Penalties: $1K
| Date | Section | Title | S&S | Negligence | Penalty |
|---|---|---|---|---|---|
| 06/22/2022 | 50.30(a) | Non-S&S | ModNegligence | $133 | |
| 06/22/2022 | 50.30(a) | Non-S&S | ModNegligence | $133 | |
| 06/07/2019 | 56.12004 | Non-S&S | ModNegligence | $121 | |
| 10/05/2016 | 56.14207 | Non-S&S | ModNegligence | $114 | |
| 12/02/2015 | 56.11012 | Non-S&S | ModNegligence | $100 | |
| 07/09/2014 | 56.12028 | Non-S&S | LowNegligence | $100 | |
| 07/08/2014 | 56.14130(c) | Non-S&S | ModNegligence | $100 | |
| 07/08/2014 | 56.9301 | S&S | ModNegligence | $100 | |
| 07/08/2014 | 56.14132(a) | Non-S&S | ModNegligence | $100 | |
| 07/08/2014 | 56.15005 | S&S | LowNegligence | $100 | |
| 07/08/2014 | 56.4201(a)(1) | Non-S&S | ModNegligence | $100 | |
| 07/08/2014 | 47.41(a) | Non-S&S | ModNegligence | $100 | |
| 07/08/2014 | 56.12018 | Non-S&S | LowNegligence | $100 |