FT 4250 — Violations

Total: 24 violations | S&S: 5 | Penalties: $5K

Date Section Title S&S Negligence Penalty
03/12/2025 56.14100(a) S&S ModNegligence $398
03/12/2025 56.18002(a) S&S HighNegligence $1,320
03/12/2025 50.30(a) Non-S&S ModNegligence $151
03/12/2025 45.4(b) Non-S&S ModNegligence $151
03/11/2025 56.4201(a)(1) Non-S&S ModNegligence $151
03/11/2025 56.14112(a)(1) Non-S&S ModNegligence $151
03/11/2025 56.11012 S&S ModNegligence $151
03/11/2025 56.13011 Non-S&S ModNegligence $151
03/11/2025 56.14107(a) S&S ModNegligence $177
03/11/2025 47.41(a) Non-S&S ModNegligence $151
08/06/2024 50.30(a) Non-S&S ModNegligence $147
08/06/2024 47.51 Non-S&S ModNegligence $147
08/06/2024 56.4201(a)(2) Non-S&S ModNegligence $147
08/06/2024 56.14207 Non-S&S ModNegligence $147
08/06/2024 56.11003 Non-S&S ModNegligence $147
08/06/2024 56.14107(a) Non-S&S ModNegligence $147
08/06/2024 56.11003 Non-S&S ModNegligence $147
11/08/2017 56.3200 Non-S&S ModNegligence $118
11/08/2017 56.4101 Non-S&S ModNegligence $118
06/28/2017 47.31(a) Non-S&S ModNegligence $116
06/28/2017 56.11001 S&S ModNegligence $116
06/28/2017 56.14100(c) Non-S&S HighNegligence $116
06/28/2017 56.9300(b) Non-S&S ModNegligence $116
06/28/2017 56.14207 Non-S&S ModNegligence $116