RW-ROE-JAN — Violations

Total: 139 violations | S&S: 21 | Penalties: $26K

Date Section Title S&S Negligence Penalty
12/30/2025 56.14101(a)(3) Non-S&S LowNegligence $151
12/30/2025 56.12030 Non-S&S LowNegligence $151
12/29/2025 56.12004 Non-S&S ModNegligence $151
12/29/2025 56.14207 Non-S&S ModNegligence $151
08/28/2025 56.4102 Non-S&S HighNegligence $151
08/28/2025 56.12018 Non-S&S LowNegligence $151
08/28/2025 56.14101(a)(2) Non-S&S ModNegligence $151
08/28/2025 56.4104(b) Non-S&S ModNegligence $151
03/12/2025 56.12028 Non-S&S ModNegligence $151
03/11/2025 56.14101(a)(2) Non-S&S LowNegligence $151
03/11/2025 56.12004 Non-S&S ModNegligence $151
03/11/2025 56.12008 Non-S&S LowNegligence $151
04/24/2024 56.14100(c) S&S ModNegligence $453
04/24/2024 56.4203 Non-S&S ModNegligence $147
04/23/2024 56.12025 Non-S&S ModNegligence $147
04/23/2024 56.14112(b) Non-S&S ModNegligence $172
11/30/2023 56.14100(c) Non-S&S ModNegligence $271
11/30/2023 56.4101 Non-S&S ModNegligence $182
11/30/2023 56.4203 Non-S&S ModNegligence $182
06/08/2023 56.12004 Non-S&S ModNegligence $182
06/08/2023 56.12004 Non-S&S ModNegligence $271
06/08/2023 56.14100(c) Non-S&S ModNegligence $271
06/08/2023 56.14100(c) S&S ModNegligence $905
02/09/2023 56.4104(a) Non-S&S ModNegligence $143
02/09/2023 56.12004 Non-S&S ModNegligence $143
02/09/2023 56.14132(a) Non-S&S ModNegligence $295
02/09/2023 56.16005 Non-S&S ModNegligence $143
07/06/2022 56.14103(b) Non-S&S ModNegligence $133
07/06/2022 56.14101(a)(2) Non-S&S ModNegligence $133
07/06/2022 56.9300(a) S&S LowNegligence $169
07/06/2022 56.14112(a)(1) Non-S&S LowNegligence $133
07/06/2022 56.14107(a) Non-S&S LowNegligence $133
12/28/2021 56.11003 S&S ModNegligence $133
12/28/2021 56.14107(a) Non-S&S LowNegligence $133
12/28/2021 56.14132(a) Non-S&S ModNegligence $133
12/28/2021 47.41(a) Non-S&S ModNegligence $133
12/28/2021 56.11003 Non-S&S ModNegligence $133
06/08/2021 56.14130(g) Non-S&S LowNegligence $125
06/08/2021 56.12032 Non-S&S LowNegligence $125
06/08/2021 56.14112(b) S&S LowNegligence $125
02/23/2021 56.4603(c) Non-S&S LowNegligence $125
05/19/2020 56.12004 Non-S&S ModNegligence $123
05/19/2020 56.12004 Non-S&S ModNegligence $123
05/19/2020 56.12004 Non-S&S LowNegligence $123
05/19/2020 56.20003(a) Non-S&S ModNegligence $123
12/09/2019 56.14100(b) Non-S&S ModNegligence $154
04/02/2019 56.20003(a) Non-S&S ModNegligence $514
04/02/2019 56.14107(a) Non-S&S LowNegligence $121
12/18/2018 56.9300(a) S&S ModNegligence $474
12/18/2018 56.11001 S&S ModNegligence $474