Wells Cargo Inc — Violations
Total: 175 violations | S&S: 36 | Penalties: $40K
| Date | Section | Title | S&S | Negligence | Penalty |
|---|---|---|---|---|---|
| 05/18/2017 | 56.14112(b) | S&S | ModNegligence | $492 | |
| 01/05/2017 | 56.14107(a) | Non-S&S | HighNegligence | $492 | |
| 01/04/2017 | 56.14112(b) | Non-S&S | ModNegligence | $160 | |
| 01/04/2017 | 56.14109(a) | Non-S&S | ModNegligence | $160 | |
| 01/04/2017 | 56.14107(a) | S&S | ModNegligence | $795 | |
| 08/10/2016 | 56.12028 | Non-S&S | HighNegligence | $235 | |
| 08/10/2016 | 46.9(c)(1)(i) | Non-S&S | ModNegligence | $114 | |
| 08/09/2016 | 56.11002 | Non-S&S | ModNegligence | $114 | |
| 08/09/2016 | 56.12008 | Non-S&S | LowNegligence | $114 | |
| 08/09/2016 | 56.12004 | Non-S&S | HighNegligence | $114 | |
| 03/17/2016 | 56.14112(b) | Non-S&S | ModNegligence | $100 | |
| 03/17/2016 | 56.14201(b) | Non-S&S | LowNegligence | $100 | |
| 03/16/2016 | 56.13021 | Non-S&S | ModNegligence | $100 | |
| 09/09/2015 | 56.12002 | Non-S&S | LowNegligence | $100 | |
| 09/09/2015 | 56.11009 | S&S | ModNegligence | $127 | |
| 09/09/2015 | 56.14112(a)(1) | Non-S&S | ModNegligence | $100 | |
| 01/29/2015 | 56.14107(a) | Non-S&S | ModNegligence | $190 | |
| 01/29/2015 | 56.12032 | Non-S&S | LowNegligence | $100 | |
| 01/29/2015 | 56.14107(a) | Non-S&S | ModNegligence | $190 | |
| 08/07/2014 | 56.14107(a) | Non-S&S | ModNegligence | $190 | |
| 01/22/2014 | 56.12002 | Non-S&S | LowNegligence | $190 | |
| 01/22/2014 | 56.12002 | Non-S&S | ModNegligence | $425 | |
| 01/22/2014 | 56.12002 | Non-S&S | ModNegligence | $425 | |
| 08/28/2013 | 56.14107(a) | Non-S&S | LowNegligence | $100 | |
| 08/28/2013 | 56.12032 | Non-S&S | LowNegligence | $100 | |
| 08/28/2013 | 56.12018 | S&S | ModNegligence | $308 | |
| 08/28/2013 | 56.14107(a) | Non-S&S | LowNegligence | $100 | |
| 08/28/2013 | 56.12032 | Non-S&S | LowNegligence | $100 | |
| 08/27/2013 | 56.14107(a) | Non-S&S | ModNegligence | $100 | |
| 08/27/2013 | 56.4104(a) | S&S | ModNegligence | $100 | |
| 08/27/2013 | 56.4201(a)(2) | Non-S&S | ModNegligence | $100 | |
| 04/10/2013 | 56.12002 | S&S | ModNegligence | $308 | |
| 04/10/2013 | 56.14115(b) | Non-S&S | ModNegligence | $100 | |
| 04/10/2013 | 56.11005 | S&S | ModNegligence | $100 | |
| 07/11/2012 | 56.12004 | S&S | ModNegligence | $634 | |
| 07/11/2012 | 56.12008 | Non-S&S | ModNegligence | $127 | |
| 02/22/2012 | 56.20003(a) | Non-S&S | ModNegligence | $100 | |
| 02/21/2012 | 56.14207 | Non-S&S | ModNegligence | $425 | |
| 02/21/2012 | 56.12008 | Non-S&S | ModNegligence | $425 | |
| 07/21/2011 | 56.11027 | Non-S&S | ModNegligence | $127 | |
| 07/21/2011 | 56.14132(a) | S&S | ModNegligence | $2,106 | |
| 07/21/2011 | 56.14107(a) | Non-S&S | ModNegligence | $190 | |
| 03/22/2011 | 56.14109(a) | S&S | ModNegligence | $634 | |
| 07/28/2010 | 56.12004 | Non-S&S | HighNegligence | $425 | |
| 07/27/2010 | 56.20003(a) | Non-S&S | ModNegligence | $127 | |
| 07/27/2010 | 56.12004 | Non-S&S | HighNegligence | $2,106 | |
| 07/27/2010 | 56.14107(a) | Non-S&S | ModNegligence | $127 | |
| 07/27/2010 | 56.12018 | Non-S&S | ModNegligence | $190 | |
| 07/27/2010 | 56.12032 | Non-S&S | ModNegligence | $127 | |
| 07/27/2010 | 56.18010 | Non-S&S | ModNegligence | $190 |