Wells Cargo Inc — Violations
Total: 175 violations | S&S: 36 | Penalties: $40K
| Date | Section | Title | S&S | Negligence | Penalty |
|---|---|---|---|---|---|
| 02/18/2010 | 56.12004 | Non-S&S | ModNegligence | $263 | |
| 02/18/2010 | 56.14107(a) | S&S | ModNegligence | $585 | |
| 02/18/2010 | 41.12 | Non-S&S | HighNegligence | $100 | |
| 02/18/2010 | 56.12032 | Non-S&S | ModNegligence | $263 | |
| 02/18/2010 | 56.12004 | Non-S&S | ModNegligence | $263 | |
| 02/18/2010 | 56.12004 | Non-S&S | ModNegligence | $263 | |
| 02/18/2010 | 56.12008 | Non-S&S | ModNegligence | $263 | |
| 02/18/2010 | 56.12004 | Non-S&S | ModNegligence | $263 | |
| 02/17/2010 | 56.20003(a) | Non-S&S | HighNegligence | $334 | |
| 02/17/2010 | 56.12002 | S&S | ModNegligence | $499 | |
| 02/17/2010 | 56.12023 | Non-S&S | ModNegligence | $334 | |
| 02/17/2010 | 46.11(d) | S&S | ModNegligence | $1,657 | |
| 06/01/2009 | Non-S&S | $0 | |||
| 02/24/2009 | 56.9300(a) | S&S | ModNegligence | $127 | |
| 02/24/2009 | 56.9300(a) | S&S | ModNegligence | $127 | |
| 02/23/2009 | 56.14107(a) | S&S | ModNegligence | $127 | |
| 02/23/2009 | 56.14101(a)(2) | S&S | ModNegligence | $285 | |
| 12/23/2008 | 56.14130(c) | Non-S&S | ModNegligence | $100 | |
| 12/23/2008 | 56.12001 | Non-S&S | ModNegligence | $100 | |
| 12/23/2008 | 56.12025 | Non-S&S | ModNegligence | $100 | |
| 12/23/2008 | 56.12025 | Non-S&S | ModNegligence | $100 | |
| 12/23/2008 | 56.12004 | Non-S&S | ModNegligence | $100 | |
| 12/23/2008 | 56.12025 | S&S | ModNegligence | $100 | |
| 12/23/2008 | 56.14112(b) | Non-S&S | ModNegligence | $100 | |
| 12/23/2008 | 56.14115(b) | S&S | ModNegligence | $127 | |
| 04/30/2008 | 56.14107(a) | Non-S&S | ModNegligence | $100 | |
| 04/30/2008 | 56.14107(a) | Non-S&S | ModNegligence | $100 | |
| 04/29/2008 | 56.14107(a) | Non-S&S | LowNegligence | $100 | |
| 04/29/2008 | 56.11012 | Non-S&S | ModNegligence | $100 | |
| 01/03/2008 | 56.14130(c) | Non-S&S | ModNegligence | $100 | |
| 01/03/2008 | 56.12008 | Non-S&S | ModNegligence | $176 | |
| 01/02/2008 | 56.12001 | Non-S&S | ModNegligence | $100 | |
| 04/11/2007 | 56.14107(a) | Non-S&S | ModNegligence | $60 | |
| 07/25/2006 | 56.14130(g) | S&S | ModNegligence | $135 | |
| 07/25/2006 | 56.14107(a) | Non-S&S | ModNegligence | $60 | |
| 07/25/2006 | 56.14101(a)(2) | Non-S&S | ModNegligence | $60 | |
| 07/25/2006 | 56.18002(b) | Non-S&S | LowNegligence | $60 | |
| 07/25/2006 | 56.12028 | Non-S&S | HighNegligence | $60 | |
| 07/24/2006 | 56.14112(b) | Non-S&S | ModNegligence | $60 | |
| 07/24/2006 | 56.20003(a) | Non-S&S | ModNegligence | $60 | |
| 07/18/2006 | 56.14107(a) | S&S | ModNegligence | $165 | |
| 07/18/2006 | 56.9300(a) | S&S | ModNegligence | $135 | |
| 07/15/2006 | 50.30(a) | Non-S&S | ModNegligence | $60 | |
| 11/03/2005 | 56.14132(a) | Non-S&S | ModNegligence | $60 | |
| 11/03/2005 | 56.12035 | S&S | ModNegligence | $144 | |
| 11/03/2005 | 46.11(b)(4) | Non-S&S | HighNegligence | $60 | |
| 11/02/2005 | 56.12008 | Non-S&S | ModNegligence | $60 | |
| 11/02/2005 | 56.14112(b) | Non-S&S | ModNegligence | $60 | |
| 11/02/2005 | 56.14107(a) | Non-S&S | ModNegligence | $60 | |
| 11/02/2005 | 56.14107(a) | Non-S&S | ModNegligence | $60 |