Wells Cargo Inc — Violations
Total: 175 violations | S&S: 36 | Penalties: $40K
| Date | Section | Title | S&S | Negligence | Penalty |
|---|---|---|---|---|---|
| 03/14/2024 | 41.12 | Non-S&S | ModNegligence | $147 | |
| 05/19/2023 | 56.14107(a) | Non-S&S | ModNegligence | $143 | |
| 05/18/2023 | 56.14107(a) | Non-S&S | ModNegligence | $182 | |
| 05/18/2023 | 56.18002(d) | Non-S&S | HighNegligence | $143 | |
| 05/18/2023 | 56.14107(a) | S&S | ModNegligence | $905 | |
| 02/02/2023 | 50.30(a) | Non-S&S | LowNegligence | $143 | |
| 02/02/2023 | 56.12028 | Non-S&S | ModNegligence | $143 | |
| 02/01/2023 | 56.11012 | Non-S&S | ModNegligence | $143 | |
| 02/01/2023 | 56.14100(b) | Non-S&S | ModNegligence | $143 | |
| 02/01/2023 | 56.14109 | Non-S&S | ModNegligence | $143 | |
| 02/01/2023 | 56.20003(a) | Non-S&S | ModNegligence | $143 | |
| 02/01/2023 | 47.44(b) | Non-S&S | LowNegligence | $143 | |
| 02/01/2023 | 56.14107(a) | Non-S&S | LowNegligence | $143 | |
| 08/18/2022 | 56.4200(b)(2) | Non-S&S | LowNegligence | $133 | |
| 08/18/2022 | 56.20003(a) | Non-S&S | ModNegligence | $133 | |
| 07/30/2020 | 56.14112(b) | Non-S&S | ModNegligence | $217 | |
| 07/30/2020 | 56.11001 | S&S | ModNegligence | $720 | |
| 07/29/2020 | 56.14107(a) | Non-S&S | ModNegligence | $144 | |
| 07/29/2020 | 56.3131 | Non-S&S | ModNegligence | $482 | |
| 07/29/2020 | 56.14109 | Non-S&S | ModNegligence | $144 | |
| 07/29/2020 | 56.13011 | Non-S&S | ModNegligence | $482 | |
| 07/29/2020 | 56.13021 | Non-S&S | ModNegligence | $144 | |
| 07/29/2020 | 56.14107(a) | Non-S&S | ModNegligence | $217 | |
| 03/11/2020 | 56.12018 | Non-S&S | ModNegligence | $144 | |
| 03/11/2020 | 56.12013(c) | Non-S&S | ModNegligence | $482 | |
| 09/07/2019 | 56.11001 | S&S | ModNegligence | $2,550 | |
| 09/06/2019 | 56.12002 | Non-S&S | ModNegligence | $514 | |
| 09/06/2019 | 56.12032 | Non-S&S | ModNegligence | $514 | |
| 09/06/2019 | 56.14112(b) | Non-S&S | ModNegligence | $514 | |
| 05/09/2019 | 50.30(a) | Non-S&S | ModNegligence | $121 | |
| 02/12/2019 | 56.20003(a) | S&S | ModNegligence | $121 | |
| 02/12/2019 | 56.12032 | Non-S&S | ModNegligence | $121 | |
| 02/12/2019 | 56.20011 | S&S | ModNegligence | $344 | |
| 02/11/2019 | 56.14132(a) | Non-S&S | LowNegligence | $121 | |
| 02/11/2019 | 56.14109(a) | Non-S&S | ModNegligence | $121 | |
| 02/11/2019 | 56.20003(a) | Non-S&S | ModNegligence | $121 | |
| 02/11/2019 | 56.14107(a) | S&S | ModNegligence | $154 | |
| 09/13/2018 | 56.14112(a)(1) | Non-S&S | ModNegligence | $225 | |
| 09/13/2018 | 46.9(a) | Non-S&S | HighNegligence | $138 | |
| 09/10/2018 | 56.14107(a) | Non-S&S | ModNegligence | $225 | |
| 09/10/2018 | 56.14107(a) | Non-S&S | ModNegligence | $225 | |
| 03/29/2018 | 56.14112(a)(1) | Non-S&S | ModNegligence | $177 | |
| 03/29/2018 | 56.12004 | Non-S&S | LowNegligence | $177 | |
| 05/19/2017 | 56.12004 | Non-S&S | LowNegligence | $116 | |
| 05/18/2017 | 56.20011 | Non-S&S | LowNegligence | $116 | |
| 05/18/2017 | 56.12002 | Non-S&S | ModNegligence | $116 | |
| 05/18/2017 | 56.11001 | S&S | HighNegligence | $1,096 | |
| 05/18/2017 | 62.170(b) | Non-S&S | ModNegligence | $116 | |
| 05/18/2017 | 56.11009 | Non-S&S | ModNegligence | $116 | |
| 05/18/2017 | 56.14107(a) | S&S | ModNegligence | $492 |